Lone Tree - CO, DENR2, 9800 Schwab Way, 80124
James D Hapgood
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live and bring to life the concept of ‘own your tomorrow’ every day. We champion our employee strengths, guide their development, and invest in their long-term success. We hire optimistic, results-oriented, curious, innovative, and adaptable people with the desire to help our clients and one another succeed.
As a company, we were established by Chuck over 40 years ago to champion Main Street over Wall Street, and to help Americans transform themselves from earners to owners. Through advocacy and innovation, we work to make investing more affordable, accessible and understandable for all. As we enter our fifth decade, we are looking for talented, innovative and driven people who believe they can help themselves, and our clients, create a better future.
The Margin Services group protects the firm from risk exposure, oversees compliance with regulations outlined by both the firm and regulatory bodies, and accurately interprets regulations and communicates to customer’s firm policy with regard to regulatory requirements. Margin Services minimizes late payments and excessive regulatory extensions, and imposes trading restrictions on accounts for trade settlement violations. In addition, we oversee the disbursement of assets from client accounts, reviewing proposed disbursements for risk and potential fraud.
What you’ll do:
This position requires the ability to analyze credit, trade, cashiering reports, and mitigate risk. Take action on accounts that fall outside the acceptable activity as determined by Schwab and as outlined by our regulators. Representatives take inbound telephone calls from internal employees, external clients, and make outbound calls as appropriate. This individual will accurately explain technical rules and regulations to educate internal employees and external clients. This position may require team members to reconcile account balances, recalculate interest, provide oversight and process generic cash entries such as fee reversals and account accommodations.
Representatives may be trained to review and approve cash and securities disbursements from client accounts such as wires and checks, and ensure client accounts are in good standing.
What you have:
- Strong verbal and written communication skills
- Excellent customer service skills
- Effective organization and time management skills
- Strong reconciliation skills and diligence in researching problem accounts
- The job process, interpretations and daily tasks change frequently. Candidates must be flexible and comfortable with changing work duties
- Interested individuals should have a basic working knowledge of margin rules and formulas
- Series 7 and 63 licenses required
PLEASE NOTE: This position may be hired at a grade level 55 (Specialist) or 56 (Sr Specialist) depending on experience and licensing
What you’ll get:
- Comprehensive Compensation and Benefits package
- Financial Health: 401k Match, Employee Stock Purchase Plan, Employee Discounts, Personalized advice, Brokerage discounts
- Work/Life Balance: Sabbatical, Paid Parental Leave, New Mothers returning to work Program, Tuition Reimbursement Programs, Time off to volunteer, Employee Matching Gifts Program
- Everyday Wellness: Health and Lifestyle Wellness Rewards, Onsite Fitness Classes, Healthy Food Choices, Wellness Champions
- Inclusion: Employee Resource Groups, Commitment to diversity, Strategic partnerships
- Not just a job, but a career, with an opportunity to do the best work of your life
Learn more about Life@Schwab.
Charles Schwab & Co., Inc. is an equal opportunity and affirmative action employer committed to diversifying its workforce. It is Schwab's policy to provide equal employment opportunities to all employees and applicants without regard to race, color, religion, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), gender identity or expression, national origin, ancestry, age, disability, legally protected medical condition, genetic information, marital status, sexual orientation, protected veteran status, military status, citizenship status or any other status that is protected by law. Schwab also does not discriminate against applicants or employees because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant. At Schwab, we believe that every employee, through their diverse abilities and experiences, can contribute to our growth, innovation and client loyalty. We embrace diversity and are committed to providing equal opportunity to all employees and applicants. If you have a disability, and require reasonable accommodations in the application process, call Human Resources at 800-725-3535. We will be happy to assist you. Schwab will only share your accommodation request with those individuals who have a specific need to know. The request for an accommodation will not affect Schwab's hiring decisions. All other submissions should be performed online.
||English - spoken
|Current Licenses / Certifications:
||FINRA Series 63, FINRA Series 7
|Relevant Work Experience:
||Brokerage Operations-2-5 yrs, Financial Services-2-5 yrs
|Position Located In:
||IL - Chicago, AZ - Phoenix, CO - Lone Tree
Category:Brokerage Operations & Trading
Activation Date: Friday, January 12, 2018
Expiration Date: Saturday, February 10, 2018