Financial Representative - Cost Basis Operations

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Job ID:
20170912-4680
Job Category:
Brokerage Operations & Trading
Relevant Work Experience:
Trading-6+ yrs, Retirement Services-less than 2yrs, Retirement Services-2-5 yrs, International-less than 2 yrs, Trading-2-5 yrs, Brokerage Operations-2-5 yrs, International-6+ yrs, Brokerage Operations-less than 2yrs, International-2-5 yrs, Banking-6+ yrs, Brokerage Operations-6+ yrs, Retirement Services-6+ yrs, Banking-2-5 yrs, Financial Services-6+ yrs, Trading-less than 2 yrs, Accounting and Finance-2-5 yrs, Accounting and Finance-6+ yrs, Financial Services-2-5 yrs
Current Licenses / Certifications:
FINRA Series 7
Position Located In:
AZ - Phoenix
Education:
BA/BS
Job Type:
Full Time
Description:

Phoenix - AZ, PHXPEAK, 2423 E Lincoln Dr, 85016-1215
Erika Jessica Pullem
20170912-4680

We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live and bring to life the concept of ‘own your tomorrow’ every day. We champion our employee strengths, guide their development, and invest in their long-term success. We hire optimistic, results-oriented, curious, innovative, and adaptable people with the desire to help our clients and one another succeed.

As a company, we were established by Chuck over 40 years ago to champion Main Street over Wall Street, and to help Americans transform themselves from earners to owners. Through advocacy and innovation, we work to make investing more affordable, accessible and understandable for all. As we enter our fifth decade, we are looking for talented, innovative and driven people who believe they can help themselves, and our clients, create a better future.

Our Opportunity:

Cost Basis Operations (CBO) provides premium cost basis researching, updating and reporting services for all client segments, and as such works in close partnership with Advisor Services Client Reporting, Tax Reporting, Client Reporting Services, among others. CBO is the business owner for SPARKS (Schwab Portfolio Accounting and Record Keeping System) and is responsible for cost basis data quality.

What you’ll do:

Responsibilities of this position include researching, reconciling, analyzing and updating cost basis for both retail and institutional (advisors) clients. Research involves corporate actions, options related reconciliation, fixed income, and cost basis transfers.

What you have:

  • Bachelor's degree or equivalent experience in Accounting, Finance or Economics.
  • 2+ years of experience working in financial services industry.
  • Highly motivated and possess excellent written and verbal communication skills.
  • Strong analytical skills, attention to detail, and a passion for service quality.
  • Expertise in cost basis reporting topics such as impact of return of capital transactions, corporate actions, amortization/ accretion, etc.
  • Knowledge of portfolio accounting systems.
  • Advanced MS Excel skills, ability to work with large data sets.
  • Working knowledge of cost basis reporting topics such as impact of return of capital transactions, corporate actions, amortization/ accretion, etc
  • Series 7 license preferred. 

Can hire at an Specialist or Senior Specialist level depending on experience and licensures.

You demonstrate these behaviors:

  • Customer Orientation: Lets customers know he/she is willing to work with them to meet their needs.
  • Initiative: Identifies: what needs to be done and takes action before being asked or required to.
  • Thoroughness: Carefully reviews and checks the accuracy of information in work reports (e.g., production, sales, financial performance) provided by management, management information systems, or other individuals and groups.
  • Analytical Thinking: Notices discrepancies and inconsistencies in available information and resolves the situation
  • Innovation: Work cooperatively with others to produce innovative solutions
  • Fostering Team Work: Seeks opportunities to work on teams as a means to develop experience and knowledge.

What you’ll get:

  • Comprehensive Compensation and Benefits package
  • Financial Health: 401k Match, Employee Stock Purchase Plan, Employee Discounts, Personalized advice, Brokerage discounts
  • Work/Life Balance: Sabbatical, Paid Parental Leave, New Mothers returning to work Program, Tuition Reimbursement Programs, Time off to volunteer, Employee Matching Gifts Program
  • Everyday Wellness: Health and Lifestyle Wellness Rewards, Onsite Fitness Classes, Healthy Food Choices, Wellness Champions
  • Inclusion: Employee Resource Groups, Commitment to diversity, Strategic partnerships
  • Not just a job, but a career, with an opportunity to do the best work of your life


Learn more about Life@Schwab.

Charles Schwab & Co., Inc. is an equal opportunity and affirmative action employer committed to diversifying its workforce. It is Schwab's policy to provide equal employment opportunities to all employees and applicants without regard to race, color, religion, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), gender identity or expression, national origin, ancestry, age, disability, legally protected medical condition, genetic information, marital status, sexual orientation, protected veteran status, military status, citizenship status or any other status that is protected by law.


Job Specifications
Relocation Offered?: No
Work Schedule: Days
Languages: English - spoken
Current Licenses / Certifications: FINRA Series 7
Relevant Work Experience: Trading-6+ yrs, Retirement Services-less than 2yrs, Retirement Services-2-5 yrs, International-less than 2 yrs, Trading-2-5 yrs, Brokerage Operations-2-5 yrs, International-6+ yrs, Brokerage Operations-less than 2yrs, International-2-5 yrs, Banking-6+ yrs, Brokerage Operations-6+ yrs, Retirement Services-6+ yrs, Banking-2-5 yrs, Financial Services-6+ yrs, Trading-less than 2 yrs, Accounting and Finance-2-5 yrs, Accounting and Finance-6+ yrs, Financial Services-2-5 yrs
Position Located In: AZ - Phoenix
Education: BA/BS
Job Type: Full Time

Category:Brokerage Operations & Trading
Activation Date: Wednesday, September 20, 2017
Expiration Date: Wednesday, January 17, 2018
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Brokerage Products: Not FDIC Insured • No Bank Guarantee • May Lose Value

Charles Schwab & Co., Inc. is an equal opportunity and affirmative action employer committed to diversifying its workforce. It is Schwab's policy to provide equal employment opportunities to all employees and applicants without regard to race, color, religion, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), gender identity or expression, national origin, ancestry, age, disability, legally protected medical condition, genetic information, marital status, sexual orientation, protected veteran status, military status, citizenship status or any other status that is protected by law. Schwab also does not discriminate against applicants or employees because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant.

At Schwab, we believe that every employee, through their diverse abilities and experiences, can contribute to our growth, innovation and client loyalty. We embrace diversity and are committed to providing equal opportunity to all employees and applicants. If you have a disability, and require reasonable accommodations in the application process, call Human Resources at 800-725-3535. We will be happy to assist you. Schwab will only share your accommodation request with those individuals who have a specific need to know. The request for an accommodation will not affect Schwab’s hiring decisions. All other submissions should be performed online.

The Charles Schwab Corporation provides a full range of securities, brokerage, banking, money management, and financial advisory services through its operating subsidiaries. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (“Schwab”), Member SIPC , offers investment services and products, including Schwab brokerage accounts. Its banking subsidiary, Charles Schwab Bank (member FDIC and an Equal Housing Lender), provides deposit and lending services and products.